-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Akf0An1Wlk7jqKNwQbuxhXd7q8xCgy4UITsBJWf0TgOaY6EQRoYfDx5KNZKB3IIt /XmPNfy7c3GH7Lm4Ns6Nkg== 0000912057-02-005919.txt : 20020414 0000912057-02-005919.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-005919 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: SHUTT FAMILY LIMITED PARTNERSHIP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHUTT PATRICK C CENTRAL INDEX KEY: 0001133877 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 233 S WACKER DR STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126605000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ACCESS GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001070699 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 364408076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58781 FILM NUMBER: 02544537 BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE STREET 2: STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126605000 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE STREET 2: STE 600 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL ACCESS INC DATE OF NAME CHANGE: 19991019 FORMER COMPANY: FORMER CONFORMED NAME: UAXS GLOBAL HOLDINGS INC DATE OF NAME CHANGE: 20010718 SC 13G/A 1 a2070447zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION
QuickLinks -- Click here to rapidly navigate through this document
    UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)*
   

UNIVERSAL ACCESS GLOBAL HOLDINGS INC.

(Name of Issuer)

COMMON STOCK, PAR VALUE $.01 PER SHARE

(Title of Class of Securities)

91336M105

(CUSIP Number)

DECEMBER 31, 2001

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        / /      Rule 13d-1(b)

        / /      Rule 13d-1(c)

        /x/      Rule 13d-1(d)

        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

        The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



CUSIP No.            91336M105        

 

Page 2 of 8
             

(1)   Names of Reporting Person.
I.R.S. Identification Nos. of above person (entities only).

 

 

Patrick C. Shutt, individually and as Trustee of the Patrick C. Shutt
Declaration of Trust

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   / /
    of a Group (See Instructions)   (b)   /x/

 

 

 

 

 

 

 

(3)   Sec Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

United Kingdom

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With:   (5)   Sole Voting Power

 

 

 

 

 

 

4,816,500
       
        (6)   Shared Voting Power

 

 

 

 

 

 

870,000
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

4,816,500
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

870,000

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

5,686,500

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    / /

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

5.6%

 

 

 

 

(12)   Type of Reporting Person (See Instructions)

 

 

IN

 

 

 

 



CUSIP No.            91336M105        

 

Page 3 of 8

(1)   Names of Reporting Person.
I.R.S. Identification Nos. of above person (entities only).

 

 

Shutt Family Limited Partnership

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   / /
    of a Group (See Instructions)   (b)   /x/

 

 

 

 

 

 

 

(3)   Sec Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Delaware

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With:   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

870,000
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

870,000

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

870,000

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    / /

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

0.9%

 

 

 

 

(12)   Type of Reporting Person (See Instructions)

 

 

PN

 

 

 

 


Item 1(a)   Name of Issuer

 

 

Universal Access Global Holdings Inc.

Item 1(b)

 

Address of Issuer's Principal Executive Offices

 

 

233 South Wacker Drive, Suite 600
Chicago, IL 60606

Item 2(a)

 

Name of Person Filing

 

 

Patrick C. Shutt, individually and as Trustee of the Patrick C. Shutt
Declaration of Trust

 

 

Shutt Family Limited Partnership ("SFLP")

Item 2(b)

 

Address of Principal Business Office or, if none, Residence

 

 

233 South Wacker Drive, Suite 600
Chicago, IL 60606

Item 2(c)

 

Citizenship

 

 

SFLP is a Delaware limited partnership and Patrick C. Shutt is
a citizen of the United Kingdom.

Item 2(d)

 

Title of Class of Securities

 

 

Common stock, par value $.01 per share

Item 2(e)

 

CUSIP Number

 

 

91336M105

Item 3.

 

If this statement is filed pursuant to (S)(S)240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

Not applicable

Page 4 of 8



Item 4.

 

Ownership.

(a)

 

Amount beneficially owned:
(1) by Patrick C. Shutt: 5,686,500 shares of Common Stock*
(2) by SFLP: 870,000 shares of Common Stock

 

 

    *Amount beneficially owned by Patrick C. Shutt includes 4,066,500 shares held as Trustee of the Patrick C. Shutt Declaration of Trust; 150,000 shares held by Patrick C. Shutt individually; and options to purchase 600,000 shares of Common Stock of Issuer exercisable within 60 days of December 31, 2001. As general partner of SFLP, Mr. Shutt has the power to vote or direct the vote and to dispose or direct the disposition of the 870,000 shares of Common Stock held by SFLP.

(b)

 

Percent of class:
(1) by Patrick C. Shutt: 5.6%
(2) by SFLP: 0.9%

(c)

 

Number of shares as to which the person has:

 

 

(i)

 

Sole power to vote or to direct the vote
(1) Patrick C. Shutt: 4,816,500
(2) SFLP: 0

 

 

(ii)

 

Shared power to vote or to direct the vote
(1) Patrick C. Shutt: 870,000
(2) SFLP: 870,000

 

 

(iii)

 

Sole power to dispose or to direct the disposition of
(1) Patrick C. Shutt: 4,816,500
(2) SFLP: 0

 

 

(iv)

 

Shared power to dispose or to direct the disposition of
(1) Patrick C. Shutt: 870,000
(2) SFLP: 870,000

Item 5.

 

Ownership of Five Percent or Less of a Class.

 

 

Not applicable

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person.

 

 

Not applicable

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

 

Not applicable

Page 5 of 8



Item 8.

 

Identification and Classification of Members of the Group.

        The Reporting Persons may be deemed to be a "group" for the purposes of Section 13(g) of the Act and the rules thereunder, although each expressly disclaims any assertion or presumption that it or any other person on whose behalf this statement is filed constitute a "group." The filing of this statement should not be construed to be an admission that any of the Reporting Persons is a member of a "group" consisting of one or more of such persons. A copy of the Agreement Relating to Joint Filing of Schedule 13G is attached hereto.

Item 9.

 

Notice of Dissolution of a Group

 

 

Not applicable

Item 10.

 

Certification

 

 

Not applicable

Page 6 of 8



SIGNATURE

        After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.


 

/s/

Patrick C. Shutt
 
    Patrick C. Shutt, individually and
as Trustee of the Patrick C. Shutt
Declaration of Trust

 

Shutt Family Limited Partnership

 

BY:

/s/ Patrick C. Shutt

NAME: Patrick C. Shutt
TITLE: General Partner

DATED: FEBRUARY 14, 2002

 

 

Page 7 of 8



AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G

        In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that a single Schedule 13G (or any amendment thereof) relating to the Common Stock of Universal Access, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G (or any amendment thereof), provided that, as contemplated by Section 13d-1(k)(1)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

        This Agreement and the filing of the Schedule 13G shall not be construed to be an admission that any of the undersigned is a member of a "group" consisting of one or more of such persons pursuant to Section 13(g) of the Securities Exchange Act of 1934, as amended and the rules thereunder.


DATED: FEBRUARY 14, 2001

 

 

 

/s/

Patrick C. Shutt
 
    Patrick C. Shutt, individually and
as Trustee of the Patrick C. Shutt
Declaration of Trust

 

Shutt Family Limited Partnership

 

BY:

/s/ Patrick C. Shutt

NAME: Patrick C. Shutt
TITLE: General Partner

Page 8 of 8




QuickLinks

SIGNATURE
AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G
-----END PRIVACY-ENHANCED MESSAGE-----